Continuous compliance program enhancement is paramount to ensuring your security. There are some key initiatives to maintain an effective Program, such as:
(i) periodicity to revisit initial risk mapping and update action plans, policies and procedures; (ii) commitment to report and alignment with senior management on defined opportunities; (iii) investigation of complaints and suspected violations of rules and procedures; (iv) evaluation of the performance of organs and functions related to the program, including leadership in general; and (v) have a schedule of training and recycling for the culture of compliance to spread in the company.
Each adjustment must be recorded in order to evidence the continuous improvement of your program and prove its effective management.
